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Review Vacancy

Date Posted 02/21/24

Applications Due05/01/24

Vacancy ID151768


AgencyFinancial Services, Department of

TitleExecutive Deputy Superintendent for the Consumer Protection and Financial Enforcement Division

Occupational CategoryAdministrative or General Management

Salary GradeNS

Bargaining UnitM/C - Management / Confidential (Unrepresented)

Salary RangeFrom $162868 to $201711 Annually

Employment Type Full-Time

Appointment Type Permanent

Jurisdictional Class Exempt Class

Travel Percentage 0%

Workweek Mon-Fri

Hours Per Week 37.5


From 9 AM

To 5 PM

Flextime allowed? No

Mandatory overtime? No

Compressed workweek allowed? Yes

Telecommuting allowed? Yes

County New York

Street Address One State Street

City New York


Zip Code10004

Minimum Qualifications Preferred Qualifications
• Juris Doctorate.
• At least ten years of experience working on investigations and litigation in the financial services industry.
• At least five years of managerial supervision.

Appointment method:
This is an appointment to a position in the exempt jurisdictional class. As such, the incumbent of this position would serve at the pleasure of the appointing authority.

Duties Description The New York Department of Financial Services seeks to build an equitable, more transparent and resilient financial system that benefits New Yorkers and supports business. Through engagement, data-driven regulation, and operational excellence, DFS is responsible for empowering consumers and protecting them from financial harm; ensuring the health and stability of the financial entities we regulate; and driving economic growth through responsible innovation.
Under the direction of the Superintendent for the Department of Financial Services (DFS), the Executive Deputy Superintendent for the Consumer Protection and Financial Enforcement Division (CPFED) oversees the following Business Units: Enforcement, the Consumer Examination Unit, the Consumer Assistance Unit, the Holocaust Claims Processing Office, the Criminal Investigations Bureau, and the Frauds Bureau.
Duties will include, but not be limited to, the following:
• Manage a large team with a diverse set of responsibilities across consumer assistance, fraud investigations, Holocaust claims, and enforcement, among others;
• Oversee, direct, and manage financial industry investigations, fraud, and enforcement matters;
• Guide the Department’s oversight for protecting and educating consumers and fighting consumer fraud;
• Develop investigative leads and intelligence to enforce laws;
• Coordination with other Department senior staff and external law enforcement agencies;
• Development of supervisory, regulatory and enforcement financial crimes policy;
• Advise the Superintendent on financial crimes policy matters;
• Draft relevant legislation, rules, regulations, and policies and procedures for the Department;
• Work with the Superintendent and Executive staff on policy matters of importance to the regulation of financial services industries;
• Facilitate the restitution of material losses on behalf of Holocaust victims, including bank accounts, insurance policies, and works of art; and
• Develop and execute plans to coordinate implementation of new procedures and processes for CPFED.

Additional Comments Positions located within the New York City metropolitan area, as well as Suffolk, Nassau, Rockland, and Westchester Counties, are also eligible to receive an additional $3,400 annual downstate adjustment.

Appointment to this position is pending Governor Appointment’s Office and Division of Budget approval.

Some positions may require additional credentials or a background check to verify your identity.

Name Thomas Hurd


Fax 518-402-5071

Email Address


Street One Commerce Plaza Suite 301

City Albany

State NY

Zip Code 12257


Notes on ApplyingTo Apply: Interested qualified candidates must submit a resume and letter of interest no later than May 1, 2024, to the email address listed below. Please include Vacancy ID in the subject line of your email to ensure receipt of your application. Email submissions are preferred.
Thomas Hurd
Vacancy ID
New York State Department of Financial Services
Office of Human Resources Management
One Commerce Plaza, Suite 301
Albany, NY 12257
Fax: (518) 402-5071
All candidates that apply may not be scheduled for an interview

Public Service Loan Forgiveness
Employment with New York State qualifies an individual for Public Service Loan Forgiveness (PSLF). This program forgives the remaining balance on any Direct Student Loans after you have made 120 qualifying monthly payments while working full-time for a U.S. federal, state, local, or tribal government or not-for-profit organization. To learn more about the program and whether you would qualify, please visit:

Under the Americans with Disabilities Act (ADA), the Department of Financial Services is required to provide reasonable accommodation for known physical or mental limitations of an otherwise qualified applicant with a disability if an accommodation would enable the applicant to perform the essential functions of the job. If the accommodation would constitute an undue hardship on the operations of the agency, the agency is not required to provide it.
Pursuant to Executive Order 161, no State entity, as defined by the Executive Order, is permitted to ask, or mandate, in any form, that an applicant for employment provide his or her current compensation, or any prior compensation history, until such time as the applicant is extended a conditional offer of employment with compensation. If such information has been requested from you before such time, please contact the Office of Employee Relations at (518) 473-3130 or via email at

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